Associate Compliance Analyst (Charlotte, NC (Hybri
Company: Brighthouse Financial
Location: Charlotte
Posted on: January 26, 2023
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Job Description:
Req Id: 4473Job location: Charlotte, NC, US, 28277Where you'll
work:Our hybrid workplace model offers the freedom to work fully
remote or occasionally in one of our offices. This is a remote
position with a hybrid option for candidates based in Charlotte,
NC.How you'll contribute:As a Compliance Analyst, you will be an
individual contributor supporting the Company's Anti-Money
Laundering ("AML"), Customer Relations, Privacy, and Regulatory
Affairs Programs within the Compliance Programs & Contracts Law
organization. Your primary responsibilities will include performing
surveillance and regulatory reporting for the AML program, logging
and managing customer complaints, coordinating analysis and
notification for potential privacy incidents, and submitting
filings on behalf of the Company. You will have the opportunity to
contribute to projects that will have direct and immediate benefits
to the AML, Customer Relations, Privacy, and Regulatory Affairs
programs and you will work with professionals across Compliance,
Legal, Human Resources, Operations, and IT Risk, to administer and
improve these programs.As background, the Compliance Programs &
Contracts Law organization has responsibility for policy and
procedure governance, required training, regulatory affairs,
privacy, AML, vendor contracting, intellectual property law, sales
material review, distribution law, and investigations at the
Company, playing a large part in ensuring that the Company complies
with applicable laws and regulations governing our annuity and life
insurance businesses.In this role, you'll get to:Submit regulatory
filings on behalf of the Company to satisfy various state
requirements for our annuity and life products.Review new laws and
regulations for applicability to the Company and work with relevant
departments to understand implementation efforts for compliance
with new laws.Inventory and manage customer complaints from
customers and/or regulators.Prepare and file complaint reports with
state insurance and securities regulators.Review, log, and file, if
necessary, federally required Suspicious Activity
Reports.Contribute to the Company's suspicious activity
surveillance program by gathering data, formatting and distributing
transactional surveillance reports, coordinating research performed
by associates in the Company's various business operations, and
drafting factual summaries.Assist with the Company's Enhanced Due
Diligence ("EDD") program, including responding to EDD requests
from business partners and providing recommendations regarding
high-risk customers and accounts.Identify, investigate, mitigate,
and report privacy incidents.Assist in maintenance of departmental
policies and procedures for the Company's AML and Privacy
programs.Identify and address control weaknesses through
monitoring, testing, and remedial action plans.Coordinate and
produce metrics for the various oversight activities of the AML and
Privacy programs.Perform other duties to assist Compliance
leadership as assigned or required.We're looking for people who
have:A Bachelor's degree (preferred)1 - 3 years of relevant
experience in the insurance industry or in financial services
performing in a capacity related to compliance, audit, legal,
regulatory affairs or another related areaIntellectual curiosity,
flexible and adaptable mindsetExcellent verbal and written
communication skills & strong attention to detailFINRA Series 6, 7,
24, 26, or other securities registrations a plusKnowledge of
regulatory requirements in financial services industry, including
insurance and securities industriesExcellent analytical,
investigative, and writing skillsMicrosoft Office (Word, Excel,
PowerPoint) competencyResearch shows some people may not apply for
a role if they don't check all the boxes of a job description. If
you don't check every box listed, that's okay. We would love to
hear from you.What you'll receive:Compensation - Base salary
ranging from $45,000 to $55,000 plus competitive performance-based
incentives determined by company and individual resultsFlexible
Work Environment - Work fully remote or occasionally in the office
to better thrive in all areas of lifePaid Time Off - Recharge with
a minimum of 20 days of paid time off and 16 paid company holidays
per calendar year plus paid volunteer time and paid study
timeFinancial Health - Work toward achieving your financial goals
through our 401(k) savings plan with company match (up to 6%) and
annual company nondiscretionary contribution (3%), 15% employee
stock purchase plan discount, and financial counseling
servicesHealth and Wellness - Enjoy competitive medical, vision,
and dental plans plus tax-free health savings accounts with
potential company contributions up to $1,000 per familyFamily
Support - Care for loved ones with up to 16 weeks of paid leave for
new parents, back-up dependent care, dependent care flexible
spending account, and reimbursement up to a $25,000 lifetime
maximum during your adoption, infertility, or surrogacy journeyLife
and Disability Support - Gain access to company-paid basic life
insurance and short-term disability insuranceTravel:Less than 5%The
company and your department may occasionally gather in person
throughout the year to foster a culture of belonging and promote
team building. We'd love for you to join us during those
company-wide and department-wide events to help you strengthen
connections across the company.Why join us?Brighthouse Financial is
on a mission to help people achieve financial security. Our company
is one of the largest providers of annuities and life insurance in
the U.S.,1 and we specialize in products designed to help people
protect what they've earned and ensure it lasts.We empower
employees to collaborate and create space for people to bring their
passion to work and make an impact. Our inclusive work environment
fosters a culture that celebrates diverse backgrounds and
experiences. You can find out more about our company culture by
visiting brighthousefinancial.com/about-us/careers/.We're proud to
be a FORTUNE - 500 company2 and recognized as one of Charlotte's
Healthiest Employers by the Charlotte Business Journal. We're also
honored to be named to Newsweek's inaugural list of America's Most
Trustworthy Companies.1 Ranked by 2021 admitted assets. Best's
Review -: Top 200 U.S. Life/Health Insurers. A.M. Best, 2022.2 From
FORTUNE - 2022 Fortune Media IP Limited. All rights reserved. Used
under license. FORTUNE and FORTUNE 500 are registered trademarks of
Fortune Media IP Limited and are used under license. FORTUNE and
Fortune Media IP Limited are not affiliated with, and do not
endorse the products or services of, Brighthouse
Financial.PI201783961
Keywords: Brighthouse Financial, Charlotte , Associate Compliance Analyst (Charlotte, NC (Hybri, Professions , Charlotte, North Carolina
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