CharlotteRecruiter Since 2001
the smart solution for Charlotte jobs

Compliance Consultant 3

Company: Wells Fargo Bank
Location: Charlotte
Posted on: December 5, 2019

Job Description:

Job Description
Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as ------Personal Cell------ or ------Cellular------ in the contact information of your application.At Wells Fargo, we want to satisfy our customers------ financial needs and help them succeed financially. We------re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you------ll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk.The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company.The Compliance Strategy & Operations team has responsibility for implementing and managing an end-to-end compliance risk assessment process, developing a compliance process framework to support cross-functional initiatives, building the compliance data and analytics platform to connect compliance data across applicable data sources and develop metrics. In addition, this team is responsible for building enhanced tools to meet compliance requirements for reporting, providing project management support for compliance framework enhancements, and supporting enterprise-wide regulatory change initiatives. --The Compliance Strategy & Operations team is seeking a seasoned Compliance Consultant to assist with performing the following responsibilities:Responsibilities include, but are not limited to:

  • Partner, support and ensure execution of executive level reporting across many Compliance programs and initiatives
  • Provide leadership in the reporting integration/implementation with cross-functional business partners, recognizing the significance of competing priorities and strategies, and adjusting as necessary
  • Build strong partnerships and collaborate effectively across Compliance team, front-line and IRM
  • Perform or assist with ad hoc assignments/projects
  • Be a champion of change and a force in developing the Compliance capabilities and culture required to provide effective compliance oversight and controls for Wells Fargo
  • Identify improvements to reporting, analytics and key metrics related to compliance issues (e.g., common themes, trend analysis, aging, validation activities) Assist with the development of training materials; work collaboratively with internal and external stakeholders
  • Maintain an understanding of the Wells Fargo Compliance Framework and the interconnectivity of its key components
  • Maintain an understanding of business operations and regulatory guidance/expectations
  • Anticipate changes in the internal and external environment and help adapt Compliance reporting and issue management related policies / procedures accordinglyPlease note: Based on the volume of applications received, this job posting may be removed prior to the indicated close date. If you do not apply prior to the closing of this posting, we encourage you to apply for other opportunities with Wells Fargo.

    Required Qualifications
    • 2+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both
    • 2+ years of experience in one or a combination of the following: additional compliance, additional operational risk management, IT systems security, business process management or financial services industry experience; or a BS/BA degree or higher in business or a related field

      Desired Qualifications
      • Intermediate Microsoft Office skills
      • Excellent verbal, written, and interpersonal communication skills
      • Strong analytical skills with high attention to detail and accuracy
      • Ability to interact with all levels of an organization

        Other Desired Qualifications
        • Ability to identify and present processes/operational enhancements
        • Ability to execute in a fast paced, high demand, environment while balancing multiple priorities
        • Knowledge and understanding of regulatory compliance requirements surrounding the financial services industry
        • Experience consulting, influencing and partnering with business executives, leadership, human resources partners and peers
        • Ability to provide credible challenge, while exercising sound judgment and professionalism, in order to address a broad spectrum of risk issues, including how they apply to the businesses
        • Knowledge and understanding of risk assessment methodology and documentation
        • Policy and strategy development experience

          Job Expectations
          • Ability to travel up to 10% of the time

            Street Address
            NC-Charlotte: 301 S College St - Charlotte, NC


            Disclaimer

            All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

            Relevant military experience is considered for veterans and transitioning service men and women.
            Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo Bank, Charlotte , Compliance Consultant 3, Other , Charlotte, North Carolina

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Other Jobs


Superintendent (759)
Description: Job Description br br The Superintendent will schedule all the earthwork, roadwork, or other self-performed work and coordinate field crews through directives given to foremen as well as plan and (more...)
Company: The Lane Construction Corporation
Location: Spartanburg
Posted on: 12/12/2019

IE Co-op #LI-DNP
Description: IE Co-op LI-DNP br br Tindall Corporation is a trusted leader in precast, prestressed concrete - one of ENR s highest-rated specialty contractors. We know that a dynamic, supportive working environment (more...)
Company: Tindall Corporation
Location: Spartanburg
Posted on: 12/12/2019

Immediate Need Class A Truck Driver- Spartanburg SC
Description: Tidewater Transit Company is hiring Class A Drivers with Tanker Endorsement out of North Carolina, South Carolina, Georgia, Florida amp Texas About Tidewater Transit: Tidewater Transit (more...)
Company: Tidewater Transit
Location: Spartanburg
Posted on: 12/12/2019


OTR Drivers: Average $81,300 yr or More with Top Notch Benefits
Description: br br br NATIONAL OTR DRIVERS br Top 50 of Crete's Drivers Average 81,300 yr br or More with Top-Notch Benefits Crete Carrier is seeking professional truck drivers to join their 6-day, national (more...)
Company: Crete Carrier
Location: Spartanburg
Posted on: 12/12/2019

Engineering Co-Op/Internship
Description: Engineering Co-Op/Internship br br Tindall Corporation is a trusted leader in precast, prestressed concrete - one of ENR s highest-rated specialty contractors. We know that a dynamic, supportive working (more...)
Company: Tindall Corporation
Location: Spartanburg
Posted on: 12/12/2019

Engineering Design Drafter
Description: Engineering Design Drafter br br Tindall Corporation is a trusted leader in precast, prestressed concrete - one of ENR s highest-rated specialty contractors. We know that a dynamic, supportive working (more...)
Company: Tindall Corporation
Location: Spartanburg
Posted on: 12/12/2019

Design Engineer
Description: Design Engineer br br Tindall Corporation is a trusted leader in precast, prestressed concrete - one of ENR s highest-rated specialty contractors. We know that a dynamic, supportive working environment (more...)
Company: Tindall Corporation
Location: Spartanburg
Posted on: 12/12/2019

Want A Quick $350 Today?
Description: 1 Enter Email 2
Company: MoneyAtHome
Location: Spartanburg
Posted on: 12/12/2019

Business Intelligence (BI) Team Lead
Description: Headquartered in Spartanburg, South Carolina, Milliken Company is a global, innovative, industrial diversified manufacturing company that has been exploring, discovering, and creating ways to enhance (more...)
Company: Milliken & Company
Location: Spartanburg
Posted on: 12/12/2019

Children's Lead Bookseller
Description: Children's Lead BooksellerLocation SC - Spartanburg - Spartanburg - 2758Classification Full-TimeDescription As a Childrens Lead Bookseller, you are responsible for providing exceptional customer service (more...)
Company: Barnes & Noble
Location: Spartanburg
Posted on: 12/12/2019

Log In or Create An Account

Get the latest North Carolina jobs by following @recnetNC on Twitter!

Charlotte RSS job feeds