CharlotteRecruiter Since 2001
the smart solution for Charlotte jobs

Operational Risk Senior Associate /Operational Risk Consultant 4

Company: Wells Fargo Bank
Location: Charlotte
Posted on: December 5, 2019

Job Description:

Job Description
Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. -- In order to receive text message invitations, your profile must include a mobile phone number designated as ------Personal Cell------ or ------Cellular------ in the contact information of your application.At Wells Fargo, we want to satisfy our customers------ financial needs and help them succeed financially. We------re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you------ll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Wealth and Investment Management (WIM) businesses build enduring client relationships through sound, thoughtful and objective advice. We help our clients by developing individualized plans for everything from retirement goals to business succession planning, to family legacy intentions. Services include comprehensive planning and advice, investment management, brokerage, private banking, estate planning strategies, trust, and both individual and institutional retirement.Wealth Management Financial Crimes Risk & Control (WM FCRC) is responsible for the implementation and effective management of the financial crimes program for Wealth Management and Abbot Downing. --Wealth Management Financial Crimes Risk and Control is seeking a Compliance Consultant to be part of the program administration team. This job function will assist in key responsibilities to support and execute the WM FCRC program. Responsibilities for this position will include:

  • Foster relationships across lines of business to ensure effective communication, awareness, and alignment on proactive and reactive business and client risk decisions, including emerging risk trends.
  • Facilitate regular and ad-hoc meetings with key business personnel and risk partners to deliver recommendations on business decisions, wherein risk-to-firm knowledge must be leveraged to influence deadline driven action. --
  • Refine or develop business processes and controls to create scale and efficiency which promotes an exemplary risk program.
  • Execute analysis of financial crimes compliance related data, metrics and qualitative factors to inform thematic reporting and program updates.
  • Participate and provide support for Financial Crimes project and initiatives as needed.
  • Assist with AML and OFAC Sanctions Risk Assessment deliverables for regulatory exams, audits and business control processes.
  • Other tasks, as applicable

    Required Qualifications
    • 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both

      Desired Qualifications
      • Advanced Microsoft Office skills
      • Excellent verbal, written, and interpersonal communication skills
      • Strong analytical skills with high attention to detail and accuracy
      • Ability to interact with all levels of an organization

        Other Desired Qualifications
        • Strong BSA/AML/OFAC knowledge
        • Excellent verbal, written, and interpersonal communication skills
        • Strong analytical skills with high attention to detail and accuracy
        • Proven experience in influencing and building relationships with fellow compliance management, business unit partners, corporate BSA partners
        • Ability to manage change
        • Ability to interact with all levels of an organization
        • AML and/or Financial Crimes certification
        • Ability to work in fast paced environment and continuously prioritize work to meet expectations and deadlines.



          Disclaimer

          All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

          Relevant military experience is considered for veterans and transitioning service men and women.
          Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo Bank, Charlotte , Operational Risk Senior Associate /Operational Risk Consultant 4, Other , Charlotte, North Carolina

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Other Jobs


We Train Part Time Project Merchandisers
Description: Retail Project Merchandising Part Time The foundation of retail is built with strong displays for consumers to easily spot the brand names and quality products they love. Help increase sales of premium (more...)
Company: Advantage Solutions
Location: Spartanburg
Posted on: 12/14/2019

Class A CDL - Over-the-Road (OTR) Truck Driver
Description: Over-the-Road truck drivers earn up to 0.47 per mile starting pay. Truckers will have a schedule of 2 weeks out and 1 week home in our unique amp quot home run amp quot configuration. Three drivers (more...)
Company: Schneider National
Location: Spartanburg
Posted on: 12/14/2019

Operational Risk Consultant 4 / DPG Self-Assurance Activities
Description: Job Description br Important Note: During the application process, ensure your contact information email and phone number is up to date and upload your current resume prior to submitting your application (more...)
Company: Wells Fargo Bank
Location: Kannapolis
Posted on: 12/14/2019


OTR Truck Driver - Great Pay Plus an Extra $1,000 Per Month!
Description: OTR Truck Driver Opportunity Earn an Extra 1,000 Per Month Ride with U.S. Xpress today We are now hiring drivers for OTR runs with reliable hometime and a top speed of 68 MPH. If you amp quot (more...)
Company: U.S. Xpress
Location: Huntersville
Posted on: 12/14/2019

Entry Level: Become a Part Time Project Merchandiser
Description: Retail Project Merchandising Part Time The foundation of retail is built with strong displays for consumers to easily spot the brand names and quality products they love. Help increase sales of premium (more...)
Company: Advantage Solutions
Location: Spartanburg
Posted on: 12/14/2019

Records Clerk
Description: Job Description br We are seeking a Records Clerk to join our team You will perform clerical and administrative
Company: Manpower
Location: Spartanburg
Posted on: 12/14/2019

CDL-A Delivery Truck Driver
Description: We are hiring CDL-A Drivers SYGMA provides delivery services for some of the largest food chains in the country. We are looking for Delivery Drivers
Company: The SYGMA Network
Location: Huntersville
Posted on: 12/14/2019

Two Year Lease-to-Own: No Money Down, No Credit Check, No Balloon Paym
Description: Two Year Lease-to-Own: No Money Down, No Credit Check, No Balloon Payment, Walkaway LeaseLEASE PURCHASE OWNER OPERATOR OPPORTUNITIESDon't Wait, Call Now br br 24 Months and You OWN IT - Ownership (more...)
Company: US Xpress
Location: Spartanburg
Posted on: 12/14/2019

OTR Truck Driver - Great Pay Plus an Extra $1,000 Per Month!
Description: OTR Truck Driver Opportunity Earn an Extra 1,000 Per Month Ride with U.S. Xpress today We are now hiring drivers for OTR runs with reliable hometime and a top speed of 68 MPH. If you amp quot (more...)
Company: U.S. Xpress
Location: Kannapolis
Posted on: 12/14/2019

Class A CDL SOUTHEAST REGIONAL Truck Driver
Description: driver regional trucks trucking This SOUTH EAST regional driving position features unlimited miles weekly with running only 5 STATES AL, NC, SC, GA, and FL dry van freight. If you want to hit the open (more...)
Company: Carroll Fulmer Logistics
Location: Spartanburg
Posted on: 12/14/2019

Log In or Create An Account

Get the latest North Carolina jobs by following @recnetNC on Twitter!

Charlotte RSS job feeds