Compliance Risk Manager Senior-Operational Monitoring

Company: USAA
Location: Denver
Posted on: September 23, 2022

Job Description:

Purpose of JobThis is a Hybrid role we are seeking a Compliance Risk Manager Senior for our San Antonio, TX, Phoenix, AZ, Tampa, FL, Plano, TX and Charlotte, NC facilityJob RequirementsProvides second-line independent oversight and guidance regarding business products, services, and processes through a compliance framework to ensure they are implemented in accordance with regulatory requirements. In partnership with the business and key collaborators, continuously drives a strong culture of compliance and demonstrates integrity and professional judgment in protecting the interests of USAA and its members.Primary Responsibilities:Provides guidance to the business to ensure documents, projects, processes or product initiatives align with regulatory and legal requirements and enterprise policy.Synthesizes analyses, identifies root cause(s) of potential compliance risk, provides recommendations that influence business solutions and validates resolutionResponsible for project management by leading and influencing cross functional enterprise or compliance teams.Reviews implementation planning for new laws and regulations and ensures appropriate parties have been engaged.Conveys information and position clearly, concisely, logically and in an organized manner.Implements compliance risk management activities in accordance with enterprise compliance standards.Serves as a resource to team members on escalated issues.Minimum Requirements:Bachelor's Degree or 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree6 or more years relevant experience in compliance, risk, legal or audit within the financial services or insurance industry.Demonstrated experience working in a highly regulated environment.Advanced knowledge in a specific area of compliance laws, regulations and regulatory expectationsDemonstrated ability to apply advanced knowledge of regulatory compliance to consult and provide insight and guidance.Advanced knowledge of Microsoft Office tools to include Word, Excel and PowerPoint.Preferred Experience:Experience supporting Risk andor compliance related activities in a financial services operating environment or other relevant industry.Understanding of risk and controls (operating controls, ITGC's, and application controls) environment in large financial institution.Experience managing the process, risk and control inventory (PRCI) to include documenting processes, risks and controls in accordance with Enterprise guidance.The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the pensation:USAA has an effective process for assessing market data and establishing ranges to ensure we remain competitive. You are paid within the salary range based on your experience and market position. The salary range for this position is: $80,200-$$144,500.Employees may be eligible for pay incentives based on overall corporate and individual performance or at the discretion of the USAA Board of Directors.*Geographical Differential: Geographic pay differential is additional pay provided to eligible employees working in locations where market pay levels are above the national average.Shift premium will be addressed on an individual basis for applicable roles that are consistently scheduled for non-core hours.Benefits:At USAA our employees enjoy best-in-class benefits to support their physical, financial, and emotional wellness. These benefits include comprehensive medical, dental and vision plans, 401(k), pension, life insurance, parental benefits, adoption assistance, paid time off program with paid holidays plus 16 paid volunteer hours, and various wellness programs. Additionally, our career path planning and continuing education assists employees with their professional goals.To see details on our outstanding benefits, visit USAA Total Rewards.Relocation assistance is not available for this position.

Keywords: USAA, Charlotte , Compliance Risk Manager Senior-Operational Monitoring, Executive , Denver, North Carolina