CIB Control EBCE Senior Control Management Specialist

Company: Wells Fargo
Location: Charlotte
Posted on: August 7, 2022

Job Description:

At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity, and inclusion in a workplace where everyone feels valued and inspired.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.About this role:Wells Fargo is seeking a Senior Control Management Specialist to join our Corporate and Investment Banking (CIB) Evidence Based Control Evaluation (EBCE) Control organization. The Front Line Evidence Based Control Evaluation team is tasked with evaluating whether controls are well-designed and operating effectively by assessing the design and performance effectiveness of a control in mitigating operational risks. The EBCE process is aligned to the front line Risk and Control Self-Assessment (RCSA) Program to support a proactive risk management environment in alignment with Wells Fargo's Risk Management Framework. EBCEs are performed and results are documented in templates and systems of record based on applicable policies, standards, and guidance documentation. The right candidate will be responsible for evaluating controls to ensure proactive self-identification of control deficiencies, providing insight into emerging risks while operating in a very dynamic manner, and connecting and building relationships with key partners. Learn more about our career areas and lines of business at .In this role you will:

• Evaluate controls aligned to high/moderate risk instances across all risk types consistent with the RCSA policy established by Independent Risk Management and the Front Line RCSA Procedures.
• Execute evidence-based control evaluations (i.e. control testing) in an effective manner and on schedule.
• Raise execution delays timely to the EBCE coordinator.
• Communicate any potential control deficiencies discovered during the completion of the EBCE to a coordinator.
• Lead, conduct, and document walk-throughs of controls with control owners and business aligned control team members.
• Document the EBCE in templates and systems under limited supervision and in accordance with requirements.
• Identify appropriate data, populations, samples, and other documentation needed to support the execution of the EBCE design and performance evaluation.
• Develop and execute test scripts needed to evaluate the control performance aligned with the associated risk types.
• Build relationships with team and collaborate effectively in a dynamically changing environment.Required Qualifications:
  • 4+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, educationDesired Qualifications:
    • Ability to consult, build, and maintain solid working relationships in and outside of immediate department
    • Ability to take on a high level of responsibility, initiative, and accountability
    • Experience executing control evaluation test scripts to assess the design and performance of internal controls
    • Ability to effectively listen and elicit information
    • Familiar with risk types, methodologies, and frameworks for evaluating or testing controls and assessing results, conducting research, and identifying control deficiencies
    • Strong listening and communications skills (both written and oral) with the ability to convey complex information and ideas, including complex data sets, both simply and clearly
    • Experience evaluating the adequacy and effectiveness of policies, procedures, processes, systems, and internal controls; additional experience analyzing business and/or systems changes to determine impact
    • Knowledge and understanding of various quality assurance techniques
    • Audit or internal controls assessment experience
    • Ability to critically assess controls under evaluation to adequately mitigate risk and enhance the risk management process
    • Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment
    • Excellent verbal, written, and interpersonal communication skills
    • Strong analytical skills with high attention to detail and accuracy
    • Ability to develop partnerships and collaborate with other business and functional areas
    • BS/BA degree or higher, or other advanced degree from a top program preferred
    • Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills
    • Knowledge and understanding of Risk and Control Self-Assessment (RCSA)Posting Locations:
      • 30 Hudson Yards, New York, NY 10001
      • 90 S 7th St, Minneapolis, MN 55402
      • 550 S Tryon St, Charlotte, NC 28202
      • 1445 Ross Ave, Dallas, TX 75202
      • 800 Walnut St, Des Moines, IA 50309 Due to a city-wide mandate in New York City, all individuals who perform in-person work or interact with the public during business must be fully vaccinated against COVID-19 or qualify for an approved accommodation to be exempt from being fully vaccinated. Currently, this position falls under the scope of this mandate. Pay Range:
        • NY - New York Pay Range: $100,800 - $179,200 Annually We Value Diversity At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

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