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Senior Audit Director

Company: Wells Fargo
Location: Charlotte
Posted on: February 16, 2020

Job Description:

  • About Wells Fargo*Wells Fargo & Company (NYSE: WFC) is a diversified, community-based financial services company with $1.9 trillion in assets. Founded in 1852, Wells Fargo provides banking, insurance, investments, mortgage, and consumer and commercial financial services through more than 8,050 locations, 13,000 ATMs, online (wellsfargo.com), and mobile devices.Were headquartered in San Francisco, but were decentralized so every local Wells Fargo location is a headquarters for satisfying our customers financial needs and helping them succeed financially. We do business with 70 million customers and one in three U.S. households. Wells Fargo has approximately 265,000 team members in 38 countries and territories across our more than 90 businesses.Wells Fargo & Company was ranked No. 26 on Fortunes 2018 rankings of Americas largest corporations.Wells Fargo AuditThe Audit group reports to the Board of Directors, conducting audit testing and reporting on the health of the risk management and internal control structure within the company. It advises line of business leaders on risk management practices and control structures. Additionally, the group ensures risk issues are escalated and resolved. Results of internal audits are subject to quality assurance reviews and external regulatory examinations.Audit is comprised of approximately 1,500 team members covering audit work across the company and is responsible to protect customers, team members, and communities by reducing risk.The RoleThe Sr. Audit Director will be responsible for building and managing a significant team, focused on managing independent objective assurance and risk based audits across the assigned businesses and functions. This individual will develop the strategic direction, implementation and ongoing oversight of all aspects of the audit activities in this space focusing on assessing line of business and enterprise level control activities and governance, and will:
    • Provide thought leadership on industry best practices, regulatory themes, changes and emerging risk and contribute to maturation and evolution of compliance risk management.
    • Assess compliance risks associated with various processes across Wells Fargo.
    • Develop and execute an audit plan to evaluate the design and operating effectiveness of the controls supporting compliance risk management.
    • Represent Audit as a highly engaged, visible, and influential leader.
    • Identify thematic risk trends observed across the enterprise for purposes of influencing strategic direction and risk management process maturity.
    • Maintain a diverse and engaged team with the appropriate level of subject matter expertise.
    • Develop effective working relationships with Senior Leadership within Audit, Corporate Risk/Compliance and function-specific related business operations.
    • Direct and develop continuous enhancement of internal and external formal reporting, audit review and analysis, and ensure accuracy and efficiency in communicating results to management and regulatory compliance agencies.The CandidateThe successful candidate for this role will be experienced leading audit teams and have an extensive understanding of and experience in independent and front line risk management. S/he will be an effective builder and leader of high performing teams focused on collaborative leadership and team member engagement; keep up with fast-paced organizational change, managing and caring for team members through that change.This collaborative leader must be capable of initiating action and possess strong vision, execution and relationship management skills across the organization, as well as with the regulators. A key differentiator will be the ability to understand and operate successfully in a matrixed corporate environment. The role requires a sense of personal accountability for achievement and outcomes.Required Qualifications:
      • 12+ years of experience in audit or risk functions including leading teams covering risk identification, mitigation, and management (includes audit, legal, credit risk, market risk, technology risk, or the management of a process or business with accountability for risk.)
      • 8+ years of management experienceDesired Qualifications:
        • Experience at a financial institution or accounting firm
        • A BS/BA degree or higher
        • Leadership experience
        • Solid knowledge and understanding of audit or risk methodologies and supporting tools
        • Strong understanding of financial regulatory environment
        • Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designationHow to Express Interest in This Job: Wells Fargo invites you to apply for this job at https://employment.wellsfargo.com/psc/PSEA/APPLICANTNW/HRMS/c/HRSHRAMFL.HRSCGSEARCHFL.GBL?Page=HRSAPPJBPST_FL&FOCUS=Applicant&SiteId=1&JobOpeningId=5534621&PostingSeq=1.All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.Relevant military experience is considered for veterans and transitioning service men and women.Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.Relevant military experience is considered for veterans and transitioning service men and women.Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo, Charlotte , Senior Audit Director, Executive , Charlotte, North Carolina

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