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Business Support Consultant 3: Transactional Regulatory Reporting

Company: Wells Fargo
Location: Charlotte
Posted on: May 24, 2019

Job Description:

Job DescriptionAt Wells Fargo, we want to satisfy our customers financial needs and help them succeed financially. Were looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where youll feel valued and inspired to contribute your unique skills and experience.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Wholesale Banking provides financial solutions to businesses across the United States and globally. Our four major business lines include Corporate & Investment Banking, Commercial Banking, Commercial Real Estate, and Wells Fargo Commercial Capital. We also have groups in credit risk, group risk, finance, marketing, human relations, and the Wholesale Chief Operating Office that support our businesses.

This role will sit within the Operations Product & Strategic Delivery Reporting team, a team that works across all front-office asset classes (including Rates, Credit, SPG, Exotics, FX, Commodities, Equities, Futures, Repos and Bonds), across multiple regulations and with a remit extending across the US, EMEA and APAC. The ideal candidate will have a strong track record of successfully delivering medium to complex projects, and have familiarity with capital markets & institutional brokerage Individual will manage a team with the following

Key responsibilities:



  • Design and execute new business requirements and ensure that all users are appropriately trained.
  • Perform impact assessments to understand the impact on Operations, across all front-office assets (including Rates, Credit, SPG, Exotics, FX, Commodities, Equities, Futures, Repos and Bonds), of new guidelines published by regulators.
  • Drive delivery of all project deliverables including business case, requirements, project planning, testing, implementation, and closing.
  • Identify, analyze and manage risks, issues and interdependencies, escalating as necessary and ensure project tasks are completed according to established time-lines
  • Ensure that project delivery is carried out according to the defined scope.
  • Appropriate tracking and monitoring are imposed throughout the implementation and post successful completion.
  • Manage both the Technology and Operations compliance of this reporting regulation.
  • Ensure that the project is rolled out across asset classes and multiple functional trade reporting projects.
  • Maintain up to date working knowledge of the industry and ensure that the organizations interests are taken into account.

    Team members support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business units risk appetite and all risk and compliance program requirements.Required Qualifications





    • 6+ year of experience in one or a combination of the following: business support, project management, implementation, business operations or strategic planning in financial services

      Other Desired Qualifications


      • Experience documenting Testing Strategies, coordinating testing efforts across multiple platforms and business functions, capturing and documentation of UAT results, creation of test scripts and managing the pass/fail process of all test procedures.
      • Experience with end-to-end, front-to-back Change Management within Capital Markets.
      • Working knowledge and implementation experience within Regulatory Reporting- CFTC, HKMA, CAD, EMIR, MIFID.
      • Experience with implementation of strategic control framework across multiple reporting requirements and regime: Governance Control Framework.
      • Ability to interface between the business and technology teams, work collaboratively and communicate effectively with stakeholders in IT, Operations, Product Control and the Business.
      • Ability to understand problems, identify solutions and develop clear options and recommendations.
      • Knowledge of OTC Derivatives through from trade capture to back-office.


        DisclaimerAll offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

        Relevant military experience is considered for veterans and transitioning service men and women.

        Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo, Charlotte , Business Support Consultant 3: Transactional Regulatory Reporting, Advertising , Charlotte, North Carolina

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