Business Support Consultant 3: Transactional Regulatory Reporting
Company: Wells Fargo
Posted on: May 24, 2019
Job DescriptionAt Wells Fargo, we want to satisfy our customers
financial needs and help them succeed financially. Were looking for
talented people who will put our customers at the center of
everything we do. Join our diverse and inclusive team where youll
feel valued and inspired to contribute your unique skills and
Help us build a better Wells Fargo. It all begins with outstanding
talent. It all begins with you.
Wholesale Banking provides financial solutions to businesses across
the United States and globally. Our four major business lines
include Corporate & Investment Banking, Commercial Banking,
Commercial Real Estate, and Wells Fargo Commercial Capital. We also
have groups in credit risk, group risk, finance, marketing, human
relations, and the Wholesale Chief Operating Office that support
This role will sit within the Operations Product & Strategic
Delivery Reporting team, a team that works across all front-office
asset classes (including Rates, Credit, SPG, Exotics, FX,
Commodities, Equities, Futures, Repos and Bonds), across multiple
regulations and with a remit extending across the US, EMEA and
APAC. The ideal candidate will have a strong track record of
successfully delivering medium to complex projects, and have
familiarity with capital markets & institutional brokerage
Individual will manage a team with the following
- Design and execute new business requirements and ensure that
all users are appropriately trained.
- Perform impact assessments to understand the impact on
Operations, across all front-office assets (including Rates,
Credit, SPG, Exotics, FX, Commodities, Equities, Futures, Repos and
Bonds), of new guidelines published by regulators.
- Drive delivery of all project deliverables including business
case, requirements, project planning, testing, implementation, and
- Identify, analyze and manage risks, issues and
interdependencies, escalating as necessary and ensure project tasks
are completed according to established time-lines
- Ensure that project delivery is carried out according to the
- Appropriate tracking and monitoring are imposed throughout the
implementation and post successful completion.
- Manage both the Technology and Operations compliance of this
- Ensure that the project is rolled out across asset classes and
multiple functional trade reporting projects.
- Maintain up to date working knowledge of the industry and
ensure that the organizations interests are taken into account.
Team members support our focus on building strong customer
relationships balanced with a strong risk mitigating and
compliance-driven culture which firmly establishes those
disciplines as critical to the success of our customers and
company. They are accountable for execution of all applicable risk
programs (Credit, Market, Financial Crimes, Operational, Regulatory
Compliance), which includes effectively following and adhering to
applicable Wells Fargo policies and procedures, appropriately
fulfilling risk and compliance obligations, timely and effective
escalation and remediation of issues, and making sound risk
decisions. There is emphasis on proactive monitoring, governance,
risk identification and escalation, as well as making sound risk
decisions commensurate with the business units risk appetite and
all risk and compliance program requirements.Required
- 6+ year of experience in one or a combination of the following:
business support, project management, implementation, business
operations or strategic planning in financial services
Other Desired Qualifications
- Experience documenting Testing Strategies, coordinating testing
efforts across multiple platforms and business functions, capturing
and documentation of UAT results, creation of test scripts and
managing the pass/fail process of all test procedures.
- Experience with end-to-end, front-to-back Change Management
within Capital Markets.
- Working knowledge and implementation experience within
Regulatory Reporting- CFTC, HKMA, CAD, EMIR, MIFID.
- Experience with implementation of strategic control framework
across multiple reporting requirements and regime: Governance
- Ability to interface between the business and technology teams,
work collaboratively and communicate effectively with stakeholders
in IT, Operations, Product Control and the Business.
- Ability to understand problems, identify solutions and develop
clear options and recommendations.
- Knowledge of OTC Derivatives through from trade capture to
DisclaimerAll offers for employment with Wells Fargo are contingent
upon the candidate having successfully completed a criminal
background check. Wells Fargo will consider qualified candidates
with criminal histories in a manner consistent with the
requirements of applicable local, state and Federal law, including
Section 19 of the Federal Deposit Insurance Act.
Relevant military experience is considered for veterans and
transitioning service men and women.
Wells Fargo is an Affirmative Action and Equal Opportunity
Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual
Keywords: Wells Fargo, Charlotte , Business Support Consultant 3: Transactional Regulatory Reporting, Advertising , Charlotte, North Carolina
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