Senior Financial Controls Analyst, Regulatory Reporting Governance and Oversight
Company: Wells Fargo
Location: Charlotte
Posted on: May 28, 2023
Job Description:
About this role: Wells Fargo Governance and Oversight team needs
a Senior Financial Controls Analyst subject matter expert (SME)
with a strong understanding of financial and regulatory reporting
governance and control with Federal Reserve, OCC and COSO
standards. Team has enterprise-wide exposure to key stakeholders in
external financial reporting infrastructure and is part of the
Enterprise Controls & Oversight (EC&O) group reporting to the
Corporate Controller. Supporting the Bank's on-going objective to
maintain an industry leading financial and regulatory reporting
control environment, role offers internal/external visibility in a
critically important function! In this role, you will:
- Provide meaningful assessments of current financial/regulatory
reporting control environment, including internal control over Bank
financial and regulatory reporting environment
- Develop, govern and oversee COSO-based policies for financial
regulatory reporting internal controls; maintain same and
proactively anticipate internal controls matters
- Monitor new and emerging internal control and regulatory
reporting related guidance and issues; facilitate stakeholder
training to mitigate risks
- Be SME consultant in process and control related matters with
evaluation of control deficiencies, remediation efforts and
implementation of projects/initiatives, including our Regulatory
Reporting Governance & Oversight Policy
- Partner with regulators, Corporate Finance, Treasury and other
stakeholders
- Be self-motivated change agent for continual improvement of the
control environment Required Qualifications:
- 4+ years of Finance, Accounting, Analytics, Reporting or
Business and Technology Audit experience, or equivalent
demonstrated through one or a combination of the following: work
experience, training, military experience, education Desired
Qualifications:
- Knowledge/understanding of regulatory agencies and their
authority: Federal Reserve and OCC
- Experience with COSO Framework; financial services or banking a
plus
- Big 4/public accounting experience, audit or internal controls
testing experience
- Active Certified Public Accountant (CPA) designation
- Proven success in prioritizing work and meeting deadlines in
complex, matrixed environment
- Able to manage high level of responsibility with proactive
initiative and accountability
- Tailored communication and experience creating/presenting
material to strong-minded senior leaders We Value Diversity At
Wells Fargo, we believe in diversity, equity and inclusion in the
workplace; accordingly, we welcome applications for employment from
all qualified candidates, regardless of race, color, gender,
national origin, religion, age, sexual orientation, gender
identity, gender expression, genetic information, individuals with
disabilities, pregnancy, marital status, status as a protected
veteran or any other status protected by applicable law. Employees
support our focus on building strong customer relationships
balanced with a strong risk mitigating and compliance-driven
culture which firmly establishes those disciplines as critical to
the success of our customers and company. They are accountable for
execution of all applicable risk programs (Credit, Market,
Financial Crimes, Operational, Regulatory Compliance), which
includes effectively following and adhering to applicable Wells
Fargo policies and procedures, appropriately fulfilling risk and
compliance obligations, timely and effective escalation and
remediation of issues, and making sound risk decisions. There is
emphasis on proactive monitoring, governance, risk identification
and escalation, as well as making sound risk decisions commensurate
with the business unit's risk appetite and all risk and compliance
program requirements. Candidates applying to job openings posted in
US: All qualified applicants will receive consideration for
employment without regard to race, color, religion, age, sex,
sexual orientation, gender identity, national origin, disability,
or status as a protected veteran. Candidates applying to job
openings posted in Canada: Applications for employment are
encouraged from all qualified candidates, including women, persons
with disabilities, aboriginal peoples and visible minorities.
Accommodation for applicants with disabilities is available upon
request in connection with the recruitment process. Drug and
Alcohol Policy Wells Fargo maintains a drug free workplace. Please
see our Drug and Alcohol Policy to learn more.
Keywords: Wells Fargo, Charlotte , Senior Financial Controls Analyst, Regulatory Reporting Governance and Oversight, Advertising , Charlotte, North Carolina
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