Financial Services Regulatory Senior Consultant

Company: CareerArc
Location: Charlotte
Posted on: September 21, 2023

Job Description:

Title: Financial Services Regulatory Senior ConsultantDescription: **Company Profile:**At FORVIS, your career is designed with a purpose. We want our team members to thrive professionally and feel the impact their work yields when serving clients, industries, and local communities. This starts by empowering team members to design a career journey that leverages their skills and fuels their passions.Creating a best-in-class employee experience is at the heart of our vision for the future. With several industry focus areas, multiple service lines, and locations in five geographical regions across the country to choose from, the opportunities for your career are without limit.About FORVISFORVIS is a Top-10 professional services firm providing assurance, tax, and advisory services, driven by our commitment to using our forward vision to provide rewarding career opportunities and deliver unmatched client experiences. Learn more at FORVIS.comDesign your career with purpose at FORVIS. For more information about our firm locations, visit FORVIS.com. FORVIS, LLP is an equal opportunity/affirmative action employer. Employment selection and related decisions are made without regard to age, race, color, sex, sexual orientation, national origin, religion, genetic information, disability, protected veteran status, or other protected classifications._It is FORVIS's standard policy not to accept unsolicited referrals or resumes from any source other than directly from candidates.__--- FORVIS expressly reserves the right not to consider unsolicited referrals and/or resumes from vendors including and without limitation, search firms, staffing agencies, fee-based referral services, and recruiting agencies.__--- FORVIS further reserves the right not to pay a fee to a recruiter or agency unless such recruiter or agency has a signed vendor agreement with FORVIS.__--- Any resume or CV submitted to any employee of FORVIS without having a FORVIS vendor agreement in place will be considered the property of FORVIS._**Requisition Number:** 2228652**Position Title:****External Description:** **Description & Requirements****Ready to Accelerate Your Career? Join our rapidly expanding advisory team!**Our Financial Services Regulatory Advisory practice brings our global footprint, clients, industry expertise, and innovative solutions together to help global companies exceed their strategic objectives and needs. We have a national and global footprint with a significant portfolio of financial services clients spanning banking, insurance, global markets, asset and wealth management, and payments.Our clients range from the largest, premier global banks, insurers, and financial institutions to super-regional and community banking clients, asset managers, and Fintech start-ups.**Who Makes A Highly Successful Advisor?**We are looking for team members to join our global, inclusive community of passionate financial services advisors. These diverse professionals should be highly skilled, entrepreneurial, and future-focused; they are self-starters with curiosity and a passion for continuous learning. They possess a strong growth mindset that propels themselves and others forward, driving innovation through delivery, and helping clients succeed beyond their expectations.**Your New Career Challenge**Daily, you will have the opportunity to learn and work alongside a broad mix of highly talented subject matter leaders and team members both at FORVIS and at our clients. You will have an environment to explore and experience emerging, and relevant topics based on your interests and alignment to your short and long-term career goals.**How you will Contribute:**- Analyze and implement risk-based solutions relating to consumer-based regulations- Experience operating in the 1st, 2nd, and/or 3rd, lines of defense- Working knowledge of banking laws and regulations with a focus on consumer protection- Maintain and achieve high quality in work, client relations, and team relations- Acquirethe skills necessary to develop quality client relationships and loyalty- Assume the responsibility for staff work and ensurehigh-qualityof workisdelivered within established deadlines- Serveinmore of a leadership role on client work as technical knowledge and experience grows- Support anytraining and mentoringtostaff and internsas necessary- Perform other duties as assigned by the firm'sleadership- Execute andhelpleadclient engagementactivitiesinall phases ofthe projectlife cyclefromstart to end**We Are Looking for People Who Have Forward Vision and:**- Independent thinking skills by making decisions related to engagements to include dynamic problem solving, risk assessment, quality control, and data and information evaluation- Highly Proficient verbal and written English communication skills; ability to communicate effectively- Professional demeanor toward duties and responsibilities, particularly with regard to independence, professional ethics, and the exercise of professional judgment- Must be reliable and able to meet deadlines- Strong organizational, time management, and interpersonal skills**Minimum Qualifications:**- 2 years or more of experienceinpublic accounting, regulatory compliance, or related consulting experience- BA or BS in Accounting or a related field- Proficiency in MS Office: Word, Excel, PowerPoint, and Outlook**Preferred Qualifications:**- Master's degree in accounting or a related field- Relevant certifications (CAMS, CRCM, CIA, CISA, CPA)- Regulatory compliance experience in Bank Compliance, Compliance Audit, and/or as a former Bank Regulator- Working knowledge of UDAAP, Reg B, Reg C, Reg CC, Reg DD, Reg E, CRA, SCRA, Fair Lending, Flood, FCRA, and HMDA- Advanced Microsoft Ofice suite expertise#LI-RM1 #LI-DFW #LI-CLTU #LI-HOU #LI-NYC #LI-CHI #LI-TYS #LI-ATL**New York City Pay Transparency**Pursuant to the pay transparency laws of New York City and Westchester County, New York, the salary range displayed is for the New York City and Westchester County, New York, markets. The salary for this role will be based on the experience, education, and skill set of the individual for the position. Total compensation and benefits consist of salary, group health plan benefits, 401(K), profit-sharing contributions, flexible time off, and parental leave. FORVIS reserves the right to make changes to the salary range based on business needs.New York Salary Range:NY Minimum Salary (USD)$ 75,300NY Maximum Salary (USD)$ 115,900**City:** Charlotte**State:** North Carolina**Community / Marketing Title:** Financial Services Regulatory Senior Consultant**Location_formattedLocationLong:** Charlotte, North Carolina US**CountryEEOText_Description:**At FORVIS, your career is designed with a purpose. We want our team members to thrive professionally and feel the impact their work yields when serving clients, industries, and local communities. This starts by empowering team members to design a career journey that leverages their skills and fuels their passions.Creating a best-in-class employee experience is at the heart of our vision for the future. With a global presence and diversified service offerings, we provide our FORVIS team members with an abundance of career paths to choose from. We pride ourselves on building an inclusive culture where the backgrounds and talents of all our people are valued. We view our people as our most important asset and invest in them by providing competitive total rewards, professional development, and rewarding career opportunities.About FORVISFORVIS is a professional services firm providing assurance, tax, and advisory services. Created by the merger of equals of BKD, LLP and Dixon Hughes Goodman, LLP (DHG), FORVIS is driven by the commitment to use our forward vision to deliver Unmatched Client Experiences---. Ranked among the top 10 public accounting firms in the country, FORVIS has 5,500 dedicated professionals who serve clients in all 50 states as well as across the globe. FORVIS is built upon the strong legacies of BKD and DHG, which are reflected in a name that comprises partner initials and represents our unique focus on preparing our clients for what is next. Visit forvis.com for additional information.FORVIS, LLP is an equal opportunity/affirmative action employer. Employment selection and related decisions are made without regard to age, race, color, sex, sexual orientation, national origin, religion, genetic information, disability, protected veteran status, or other protected classifications._It is FORVIS's standard policy not to accept unsolicited referrals or resumes from any source other than directly from candidates._- _FORVIS expressly reserves the right not to consider unsolicited referrals and/or resumes from vendors including and without limitation, search firms, staffing agencies, fee-based referral services, and recruiting agencies._- _FORVIS further reserves the right not to pay a fee to a recruiter or agency unless such recruiter or agency has a signed vendor agreement with FORVIS._- _Any resume or CV submitted to any employee of FORVIS without having a FORVIS vendor agreement in place will be considered the property of FORVIS._
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Keywords: CareerArc, Charlotte , Financial Services Regulatory Senior Consultant, Accounting, Auditing , Charlotte, North Carolina