Financial Services Regulatory Senior Consultant
Company: CareerArc
Location: Charlotte
Posted on: September 21, 2023
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Job Description:
Title: Financial Services Regulatory Senior
ConsultantDescription: **Company Profile:**At FORVIS, your career
is designed with a purpose. We want our team members to thrive
professionally and feel the impact their work yields when serving
clients, industries, and local communities. This starts by
empowering team members to design a career journey that leverages
their skills and fuels their passions.Creating a best-in-class
employee experience is at the heart of our vision for the future.
With several industry focus areas, multiple service lines, and
locations in five geographical regions across the country to choose
from, the opportunities for your career are without limit.About
FORVISFORVIS is a Top-10 professional services firm providing
assurance, tax, and advisory services, driven by our commitment to
using our forward vision to provide rewarding career opportunities
and deliver unmatched client experiences. Learn more at
FORVIS.comDesign your career with purpose at FORVIS. For more
information about our firm locations, visit FORVIS.com. FORVIS, LLP
is an equal opportunity/affirmative action employer. Employment
selection and related decisions are made without regard to age,
race, color, sex, sexual orientation, national origin, religion,
genetic information, disability, protected veteran status, or other
protected classifications._It is FORVIS's standard policy not to
accept unsolicited referrals or resumes from any source other than
directly from candidates.__--- FORVIS expressly reserves the right
not to consider unsolicited referrals and/or resumes from vendors
including and without limitation, search firms, staffing agencies,
fee-based referral services, and recruiting agencies.__--- FORVIS
further reserves the right not to pay a fee to a recruiter or
agency unless such recruiter or agency has a signed vendor
agreement with FORVIS.__--- Any resume or CV submitted to any
employee of FORVIS without having a FORVIS vendor agreement in
place will be considered the property of FORVIS._**Requisition
Number:** 2228652**Position Title:****External Description:**
**Description & Requirements****Ready to Accelerate Your Career?
Join our rapidly expanding advisory team!**Our Financial Services
Regulatory Advisory practice brings our global footprint, clients,
industry expertise, and innovative solutions together to help
global companies exceed their strategic objectives and needs. We
have a national and global footprint with a significant portfolio
of financial services clients spanning banking, insurance, global
markets, asset and wealth management, and payments.Our clients
range from the largest, premier global banks, insurers, and
financial institutions to super-regional and community banking
clients, asset managers, and Fintech start-ups.**Who Makes A Highly
Successful Advisor?**We are looking for team members to join our
global, inclusive community of passionate financial services
advisors. These diverse professionals should be highly skilled,
entrepreneurial, and future-focused; they are self-starters with
curiosity and a passion for continuous learning. They possess a
strong growth mindset that propels themselves and others forward,
driving innovation through delivery, and helping clients succeed
beyond their expectations.**Your New Career Challenge**Daily, you
will have the opportunity to learn and work alongside a broad mix
of highly talented subject matter leaders and team members both at
FORVIS and at our clients. You will have an environment to explore
and experience emerging, and relevant topics based on your
interests and alignment to your short and long-term career
goals.**How you will Contribute:**- Analyze and implement
risk-based solutions relating to consumer-based regulations-
Experience operating in the 1st, 2nd, and/or 3rd, lines of defense-
Working knowledge of banking laws and regulations with a focus on
consumer protection- Maintain and achieve high quality in work,
client relations, and team relations- Acquirethe skills necessary
to develop quality client relationships and loyalty- Assume the
responsibility for staff work and ensurehigh-qualityof
workisdelivered within established deadlines- Serveinmore of a
leadership role on client work as technical knowledge and
experience grows- Support anytraining and mentoringtostaff and
internsas necessary- Perform other duties as assigned by the
firm'sleadership- Execute andhelpleadclient
engagementactivitiesinall phases ofthe projectlife cyclefromstart
to end**We Are Looking for People Who Have Forward Vision and:**-
Independent thinking skills by making decisions related to
engagements to include dynamic problem solving, risk assessment,
quality control, and data and information evaluation- Highly
Proficient verbal and written English communication skills; ability
to communicate effectively- Professional demeanor toward duties and
responsibilities, particularly with regard to independence,
professional ethics, and the exercise of professional judgment-
Must be reliable and able to meet deadlines- Strong organizational,
time management, and interpersonal skills**Minimum
Qualifications:**- 2 years or more of experienceinpublic
accounting, regulatory compliance, or related consulting
experience- BA or BS in Accounting or a related field- Proficiency
in MS Office: Word, Excel, PowerPoint, and Outlook**Preferred
Qualifications:**- Master's degree in accounting or a related
field- Relevant certifications (CAMS, CRCM, CIA, CISA, CPA)-
Regulatory compliance experience in Bank Compliance, Compliance
Audit, and/or as a former Bank Regulator- Working knowledge of
UDAAP, Reg B, Reg C, Reg CC, Reg DD, Reg E, CRA, SCRA, Fair
Lending, Flood, FCRA, and HMDA- Advanced Microsoft Ofice suite
expertise#LI-RM1 #LI-DFW #LI-CLTU #LI-HOU #LI-NYC #LI-CHI #LI-TYS
#LI-ATL**New York City Pay Transparency**Pursuant to the pay
transparency laws of New York City and Westchester County, New
York, the salary range displayed is for the New York City and
Westchester County, New York, markets. The salary for this role
will be based on the experience, education, and skill set of the
individual for the position. Total compensation and benefits
consist of salary, group health plan benefits, 401(K),
profit-sharing contributions, flexible time off, and parental
leave. FORVIS reserves the right to make changes to the salary
range based on business needs.New York Salary Range:NY Minimum
Salary (USD)$ 75,300NY Maximum Salary (USD)$ 115,900**City:**
Charlotte**State:** North Carolina**Community / Marketing Title:**
Financial Services Regulatory Senior
Consultant**Location_formattedLocationLong:** Charlotte, North
Carolina US**CountryEEOText_Description:**At FORVIS, your career is
designed with a purpose. We want our team members to thrive
professionally and feel the impact their work yields when serving
clients, industries, and local communities. This starts by
empowering team members to design a career journey that leverages
their skills and fuels their passions.Creating a best-in-class
employee experience is at the heart of our vision for the future.
With a global presence and diversified service offerings, we
provide our FORVIS team members with an abundance of career paths
to choose from. We pride ourselves on building an inclusive culture
where the backgrounds and talents of all our people are valued. We
view our people as our most important asset and invest in them by
providing competitive total rewards, professional development, and
rewarding career opportunities.About FORVISFORVIS is a professional
services firm providing assurance, tax, and advisory services.
Created by the merger of equals of BKD, LLP and Dixon Hughes
Goodman, LLP (DHG), FORVIS is driven by the commitment to use our
forward vision to deliver Unmatched Client Experiences---. Ranked
among the top 10 public accounting firms in the country, FORVIS has
5,500 dedicated professionals who serve clients in all 50 states as
well as across the globe. FORVIS is built upon the strong legacies
of BKD and DHG, which are reflected in a name that comprises
partner initials and represents our unique focus on preparing our
clients for what is next. Visit forvis.com for additional
information.FORVIS, LLP is an equal opportunity/affirmative action
employer. Employment selection and related decisions are made
without regard to age, race, color, sex, sexual orientation,
national origin, religion, genetic information, disability,
protected veteran status, or other protected classifications._It is
FORVIS's standard policy not to accept unsolicited referrals or
resumes from any source other than directly from candidates._-
_FORVIS expressly reserves the right not to consider unsolicited
referrals and/or resumes from vendors including and without
limitation, search firms, staffing agencies, fee-based referral
services, and recruiting agencies._- _FORVIS further reserves the
right not to pay a fee to a recruiter or agency unless such
recruiter or agency has a signed vendor agreement with FORVIS._-
_Any resume or CV submitted to any employee of FORVIS without
having a FORVIS vendor agreement in place will be considered the
property of FORVIS._
#J-18808-Ljbffr
Keywords: CareerArc, Charlotte , Financial Services Regulatory Senior Consultant, Accounting, Auditing , Charlotte, North Carolina
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