Ops Lead MKTS
Company: Disability Solutions
Location: Charlotte
Posted on: September 19, 2023
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Job Description:
Job Description:This role will be responsible for monitoring the
completeness, accuracy and submission of multiple high risk Non
Financial Regulatory Reports. Decisions made will have significant
impact to the firms Regulatory, Financial, Reputational and
Operational risk to the Bank. This person will serves as an
escalation point to resolve broad and complex operational issues,
develops and implements procedures to enhance unit productivity and
efficiency, and manage business change. Requires broad business
knowledge, thorough knowledge of operations support management and
expertise in functional product area(s) gained through increasingly
more responsible management positions in operations. This employee
may also be responsible for managing initiatives of significant
scope and scale. Employees at this level are often required to
interact with senior management within Operations and the Front
Office (GBAM).This role is responsible for providing analytical
support in a Global Markets operations function for one or more
operations product areas. These individuals are responsible for the
analysis and resolution of highly complex operations problems and
initiatives requiring exceptional handling and/or coordination of
multiple operational and/or product specialists to resolve. They
may manage projects and/or the introduction of new initiatives,
systems, products/services and processes and coordinate necessary
expertise across multiple operations functions and/or products.---
Ensure delivery of complete, accurate and timely regulatory reports
to regulatory agencies.--- Executes control practices, including
compliance with all regulatory/policy requirements and data quality
standards--- Document key risks, performance indicators, desktop
procedures including controls and metrics related to reporting.
Execute QA/QC and report production tasks for regulatory
reports.--- Respond to regulatory agencies and internal control
partners on inquiries and reporting breaches--- Participate and
represent the reporting function to control partners (e.g., Audit
and Compliance) --- Identify, track, and remediate errors/breaches,
data issues and control enhancements that impact the respective
reports --- Partner with upstream process owners and data providers
to improve data quality of regulatory reports--- Partner with NFRR
Regulatory Interpretation and Technology teams to review and
maintain data dictionaries for completeness of business
requirements and ensure completeness of all operational and
reporting requirements.--- Assist with NFRR report centralization
which includes performing current state assessments, understanding
the effectiveness of controls, determining process risks, and
executing plans to incorporate the reporting process into the NTCO
organization; Ensure smooth transition and cut over of NFRR reports
in target state including appropriate hand over and staff
transfer.--- Partner with technology team and business analysts in
providing requirements and user acceptance testing (UAT). Required
Skills:--- Experience working with multiple market products
including equity securities, OTC, Swaps, Repurchase Agreements and
Commodity products--- Experience in any of the following areas:
Operations/Finance/Risk/Compliance--- Strong technical and data
analytical skills (i.e., Excel, and other similar applications)
with experience in analyzing, managing and reporting from large
sets of structured data (e.g., books and records data).---
Communicates effectively in both oral and written formats and
tailors message appropriately to audience--- Demonstrated
intellectual curiosity and operational excellence experience---
Able to think critically to quickly analyze and resolve issues---
Influences and delivers results through collaborative relationship
with key partners and stakeholders--- Works independently to
prioritize work and deliver against regulatory deadlines and a
dynamic environmentDesired Skills:--- Audit experience---
Experience interacting with regulatory agencies and /or reg
exams.--- Regulatory reporting experience and/or experience in a
global markets regulatory reporting environment or exposure to
position/transaction processes/life cycle--- Regulatory reporting
experience and/or experience in global banking regulatory reporting
environment or exposure to deposit/ liability balance reports,
payment transactions and anti-money laundering--- Experience in
technology implementation projects including involvement in
building new systems to meet complex reporting requirements---
Professional Qualifications (Accountancy Qualifications)Shift:1st
shift (United States of America)Hours Per Week: 40
Keywords: Disability Solutions, Charlotte , Ops Lead MKTS, Accounting, Auditing , Charlotte, North Carolina
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