Compliance Auditor

Company: SPECTRUM
Location: Charlotte
Posted on: January 16, 2022

Job Description:

JOB SUMMARY
The primary focus of the Senior Auditor is to perform Compliance and Ethics investigations to ensure ongoing compliance with corporate policy, laws and regulations.

MAJOR DUTIES AND RESPONSIBILITIES

• Conduct compliance investigations, including preparing investigation plans; obtaining, reviewing, and analyzing evidence; interviewing individuals; preparing investigation reports; developing remediation; and maintaining investigation records.
• Manage an individual caseload and be accountable for prompt and thorough completion of all investigative tasks.
• Perform and/or direct forensic reviews and electronic evidence-gathering.
• Research applicable policies, rules, and statutes.
• Partner with stakeholders in Human Resources, Security and other departments to complete investigations.
• Contribute ideas and opinions to the internal audit team
• Perform other duties as required The above statements are intended as general examples of the duties of this position and are not all-inclusive for the position. Other reasonable duties may be assigned by the supervisor.
  
  REQUIRED QUALIFICATIONS
  Skills/Abilities and Knowledge
  • Ability to read, write, speak and understand English
  • Ability to evaluate systems and procedures and develop improvements
  • Ability to analyze and interpret data
  • Ability to maintain confidentiality and adhere to the highest degree of professional standards
  • Ability to work independently and to execute and manage multiple projects at one time with conflicting priorities
  • Ability to communicate orally and in writing in a clear, straightforward, and professional manner
  • Ability to interact positively and communicate with all levels of staff and management
  • Ability to use a personal computer and software applications (i.e. word processing, spreadsheet, etc.)
  • Proficient at Microsoft Office: Excel, Word, Outlook, PowerPoint, Visio
    • Knowledge of cable television products and servicesEducation
      Bachelor's degree in accounting or related field, or equivalent experience
      
      Related Work Experience- Number of Years
      Experience in ethics and compliance investigation- 2-3
      Experience in internal or operational auditing- 2-3
      Ethics and Compliance experience required
      
      Certifications and/or Licenses
      CPA, CIA, or CFE preferred
      
      WORKING CONDITIONS
      Office environment
      20% travel required
      Exposure to a moderate level of noise
      
      FAU360 299583-3 299583BR

Keywords: SPECTRUM, Charlotte , Compliance Auditor, Accounting, Auditing , Charlotte, North Carolina