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Operational Risk Consultant 4 - Regulatory Compliance

Company: Wells Fargo
Location: Charlotte
Posted on: December 5, 2019

Job Description:

Important Note During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as Personal Cell or Cellular in the contact information of application. At Wells Fargo, we want to satisfy our customers financial needs and help them succeed financially. We re looking for talented people who will put ou customers at the center of everything we do. Join our diverse and inclusive team where you ll feel valued and inspired to contribute your unique skills and experience. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. Consumer Banking is an industry leader in supporting homeowners and consumers, in addition to operating one of the most extensive banking franchises in the country. We serve mass market, affluent, and small business customers; as well as provide home and personal lending. Our focus is on delivering an exceptional experience for our customers through financial advice and guidance coupled with providing the products and services that will help them realize their financial hopes and dreams. We ve built our team of top professionals by rewarding their accomplishments and ensuring they have what's needed to succeed. Operational Risk Consultant role will have primary responsibilities to implement and manage all compliance requirements for Small Business Lending and Wells Fargo Practice Finance. This role will include, but will not be limited to being a business consultant for all regulatory matters, implementing compliance procedures, reviewing and updating applicable major requirements and associated control, managing compliance related SHRP issues, and handling compliance related reporting. Specifically the role requires liaising with line of business management, Independent Risk, Control Executive team and our Shared Services Partners in the area of regulatory compliance. This role also involves recurring and one off meetings with Issues Management partners (Legal, Compliance, Control team, etc.) and ensures that all required deliverables, status updates, validations, and approvals are obtained for open/inflight Corrective Actions. Required_Qualifications * 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both Desired_Qualifications * Advanced Microsoft Office skills * Excellent verbal, written, and interpersonal communication skills * Strong analytical skills with high attention to detail and accuracy * Ability to interact with all levels of an organization * 5+ years of risk and regulatory compliance experience * An active Certified Regulatory Compliance Manager (CRCM) designation * Experience testing policy and procedures/control testing * Ability to develop partnerships and collaborate with other business and functional areas * Experience interpreting and applying state, federal, and agency legal and regulatory compliance requirements Other_Desired_Qualifications * Experience with designing Corrective Actions Salary Information The salary range displayed below is based on a Full-time 40 hour a week schedule. AZ-PHX-Central Phoenix Min $80,500 Mid $115,000 NC-Charlotte Min $80,500 Mid $115,000 Street Address AZ-PHX-Central Phoenix100 W Washington St - Phoenix, AZ NC-Charlotte1525 W Wt Harris Blvd - Charlotte, NC Disclaimer All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act. Relevant military experience is considered for veterans and transitioning service men and women. Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/ Female/Disabled/Veteran/Gender Identity/Sexual Orientation. Reference Number *******-2

Keywords: Wells Fargo, Charlotte , Operational Risk Consultant 4 - Regulatory Compliance, Accounting, Auditing , Charlotte, North Carolina

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