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AVP, Technology Risk & Regulatory

Company: LPL Financial LLC
Location: Ft. Mill, SC
Posted on: December 28, 2016

Job Description:

Position: AVP, Technology Risk & Regulatory (Fort Mill, South Carolina)

Duties: Design, develop, test and implement Risk & Regulatory solutions

based on business requirements and strategic direction. Provide technical

leadership through technical design, code reviews, and implementation of

best practices that adhere to the SDLC and RM processes. Work with other

teams to design, develop, test, and maintain the case management system and

its integration with other systems. Maintain, troubleshoot, optimize, and

enhance Risk and Regulatory applications, and communicate with technical

and non-technical groups. Detect and solve technology delivery issues and

ensure contingency activities are met as they relate to system and

application availability. Ensure that service level agreements are met.

Requirements: Master’s degree (or foreign education equivalent) in

Computer Science, Electrical Engineering, Information Systems, Information

Technology or a related field and four (4) years’ experience performing

custom development of Actimize applications to support GRC; or, in the

alternative, a Bachelor’s degree (or foreign education equivalent) in

Computer Science, Electrical Engineering, Information Systems, Information

Technology or a related field and six (6) years’ experience as indicated

above.

Also requires: demonstrated expertise (DE) utilizing AIS Modeler and RCM

Designer to customize applications; DE architecting data extraction from

multiple sources for ETL; DE performing end-to-end delivery of product

implementation from requirements to production; DE developing software

using Java and Unix to integrate with Actimize platform; DE utilizing

knowledge of AML and eRCM regulations to administer case management systems

and risk solutions; and DE interfacing with global risk & compliance

business teams to gather business requirements and integrate into Actimize

applications.

To apply, submit resume referencing Job Code# AA01 to Brigitte Duffy, LPL

Financial LLC, 75 State Street, Boston, MA 02109.

Keywords: LPL Financial LLC, Charlotte , AVP, Technology Risk & Regulatory, Other , Ft. Mill, SC, North Carolina


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