AVP, Technology Risk & Regulatory
Company: LPL Financial LLC
Location: Ft. Mill, SC
Posted on: December 28, 2016
Job Description:
Position: AVP, Technology Risk & Regulatory (Fort Mill, South
Carolina) Duties: Design, develop, test and implement Risk & Regulatory
solutions based on business requirements and strategic direction. Provide
technical leadership through technical design, code reviews, and
implementation of best practices that adhere to the SDLC and RM processes. Work
with other teams to design, develop, test, and maintain the case management
system and its integration with other systems. Maintain, troubleshoot,
optimize, and enhance Risk and Regulatory applications, and communicate with
technical and non-technical groups. Detect and solve technology delivery
issues and ensure contingency activities are met as they relate to system
and application availability. Ensure that service level agreements
are met. Requirements: Master’s degree (or foreign education equivalent)
in Computer Science, Electrical Engineering, Information Systems,
Information Technology or a related field and four (4) years’ experience
performing custom development of Actimize applications to support GRC; or,
in the alternative, a Bachelor’s degree (or foreign education
equivalent) in Computer Science, Electrical Engineering, Information Systems,
Information Technology or a related field and six (6) years’ experience as
indicated above. Also requires: demonstrated expertise (DE) utilizing AIS Modeler
and RCM Designer to customize applications; DE architecting data
extraction from multiple sources for ETL; DE performing end-to-end delivery of
product implementation from requirements to production; DE developing
software using Java and Unix to integrate with Actimize platform; DE
utilizing knowledge of AML and eRCM regulations to administer case
management systems and risk solutions; and DE interfacing with global risk &
compliance business teams to gather business requirements and integrate
into Actimize applications. To apply, submit resume referencing Job Code# AA01 to Brigitte
Duffy, LPL Financial LLC, 75 State Street, Boston, MA 02109.
Keywords: LPL Financial LLC, Charlotte , AVP, Technology Risk & Regulatory, Other , Ft. Mill, SC, North Carolina